Preview Bank Audit A Complete Study

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Introduction

5838

Lecture 1 Introduction

Different types of Bank

5839

Lecture 2 Different types of Bank

RBI - Responsibilities & Functions

5840

Lecture 3 RBI - Responsibilities & Functions

Bank Audit Reports issued by Central Statutory Auditors

5841

Lecture 4 Bank Audit Reports issued by Central Statutory Auditors

Glimpse of Banking Accounting System

5842

Lecture 5 - Glimpse of Banking Accounting System

Bank Audit Approach

5843

Lecture 6 Bank Audit Approach

Selection of Auditor for Public & Private Sector Banks

Selection of Auditor for Public Sector Bank

5844

Lecture 7 Selection of Auditor for Public Sector Bank

Eligibility Norms for empanelment of audit firms as statutory auditors of Public

5847

LECTURE 8 Eligibility Norms for empanelment of audit firms as statutory auditors

Procedure for Appointment of Auditor for Banking Company

5848

Lecture 9 Procedure for Appointment of Auditor for Banking Company

How to conduct audit of bank

How to conduct audit of bank or its branches - Part 1

5849

Lecture 10 How to conduct audit of bank or its branches - Part 1

How to conduct audit of bank or its branches - Part 2

5850

Lecture 11 How to conduct audit of bank or its branches - Part 2

How to conduct audit of bank or its branches - Part 3

5851

Lecture 12 How to conduct audit of bank or its branches - Part 3

How to conduct audit of bank or its branches - Part 4

5852

PDF - How to conduct audit of bank or its branches - Part 4

How to conduct audit of bank or its branches - Part 5

5859

PDF - How to conduct audit of bank or its branches - Part 5

Fund Based Working Capital Facility (Concepts & Case Studies)

Working Capital Loans

23b Working Capital Loans

Working Capital Cycle

23c Working Capital Cycle

Tandon Committee Recommendations on Working Capital Assessment

145 CFA145

Working Capital Assessement as per Nayak Committee

2424

Review of Assessed Bank Finance

2120

Working Capital Cycle Analysis

2122

Understanding Cash Credit

23d Understanding Cash Credit

Cash Credit Example

23e Cash Credit Example

Cash Credit

2916

Assessment of Cash Credit - ABF Method

322 CFA322.mp4

Assessment of Cash Credit - Conservative Method

323-CFA323

Drawing Power Computation from Stock Statement

324-CFA324

Assessment of CC Book Debts

2123

Non - Fund Based Working Capital Facilities

What and Why of Non Fund Based Credit Facilities?

329 CFA329

Letter of Credit

2905

Documents involved in Letter of Credit

332 CFA332

Types of Letter of Credit

333 CFA333

General aspects related to LC

334 CFA334

Assessment of Letter of Credit

335 CFA335

What is Bank Guarantee?

2949

Types of Bank Guarantee

337 CFA337

Bid Bond Guarantee

338 CFA338

Advance Payment Guarantee

339 CFA339

Appraisal and Assessement o BG Limits

340 CFA340

Maintenance bond / guarantee

2952

What is Retention Money Guarantee?

2953

What is Advance payment Guarantee?

2954

Term Loan (Concepts & Case Studies)

Term Loan Appraisal By Banks

9 Term Loan Appraisal By Banks

Term Loan - Nature of Project

10 Term Loan - Nature of Project

What is TEV Study?

2142

Technical Viability of Project

2143

Financial Viability of Project

2144

Economic Viability of Project

2145

Commercial Viability of Project

2146

Managerial aspects of Project

2147

Compliance aspects of Project

2148

Cost of Project and Means of Finance under Term Loan Appraisal

2149

Land Cost and related inputs under cost of Project - Term Loan Appraisal

2150

Building Cost and related inputs under cost of Project -Term Loan Appraisal

2151

Plant and Machinery Cost and related inputs under cost of Project -Term Loan App

2152

Technical Know how and related inputs under cost of Project -Term Loan Appraisal

2153

Preliminary Expenses and related inputs under cost of Project -Term Loan Apprais

2154

Pre-operative Expenses and related inputs under cost of Project -Term Loan Appra

2155

Provision for Contingencies and related inputs under cost of Project -Term Loan

2156

Working Capital Margin and related inputs under cost of Project -Term Loan Appra

2157

General aspects related to estimation of Cost of Project - Term Loan Appraisal

2158

Introduction of Sources of Finance - Term Loan Appraisal

2159

Share Capital as source of Finance - Term Loan Appraisal

2160

Internal Accruals as source of Finance - Term Loan Appraisal

2161

Subsidies as source of Finance - Term Loan Appraisal

2162

Debenture as source of Finance - Term Loan Appraisal

2163

Term Loan as source of Finance - Term Loan Appraisal

2164

Unsecured Loans as source of Finance - Term Loan Appraisal

2165

Project Implementation Schedule

2166

Production Factors - Term Loan Appraisal

2167

Manufacturing Process - Term Loan Appraisal

2168

Other Production Factors - Term Loan Appraisal

2169

DSCR Computation in Term Loan

326 CFA326

Analysis of DSCR (Gross Average & Net Average)

2170

Analysis of DSCR 2 (Gross Average & Net Average)

2171

Term Loan Eligibility Calculation

328 CFA328

FOIR Computation in Term Loan

327 CFA327

Project Viability - Case Study

20h Project Viability - Case Study

Mode OF Creation Of Security

Introduction to Charges

3700

What is Charge and its purpose?

3701

What are the Features of Charge?

3702

What are the Types of Security?

3703

What do we mean by Lien?

3704

What is Particular Lien?

3705

What is General Lien?

3706

What is Negative Lien?

3707

Right of Set Off for Bankers

3824

Non Performing Asset

Introduction to NPA Management

3300

Credit Monitoring

3301

NPA Reasons - Business Cycle

3302

NPA Reasons - Ambitious Cash Flow Projection

3303

NPA Reasons - Diversion of Funds

3304

NPA Reasons - Misuse of Funds

3305

NPA Reasons - Over dependence on Loan & Pledge of Shares

3306

NPA Reasons - Expansion & Wilful Default

3307

NPA Reasons - Misselling & Inadequate Credit

3308

NPA Management Policy - Introduction

3311

NPA - Trigger by SMA

3312

NPA - Monitoring Plans, OTS, Write Off

3313

Non Performing Asset ?

3314

What is Out of Order Account?

3315

Sick Units

3316

Procedure for rehabilitation of sick companies under bankruptcy code

3317

MSME Sick Units

3318

Income Recoginition

Income Recogntion Policy for NPA

3327

Asset Classification

3328

Guidelines for NPA Classification - Part 1

3329

Guidelines for NPA Classification - Part 2

3330

Guidelines for NPA Classification - Part 3

3331

NPA Classification for loans under Consortium

3332

NPA Classification for Projects under Implementation

3333

Project Loans for Infrastructure Sector - NPA Norms

3334

Project Loans for Non-Infrastructure Sector - NPA Norms

3335

Project Loans for Commercial Real Estate - NPA Norms

3336

Other Issues in Project Loans

3337

Income Recognition on Project Loans

3338

NPA Provisioning Norms

3339

Willfull Defaulter

Who is Willfull Defaulter in Banking Context?

3438

What is Diversion of Funds in Banking Context?

3439

What is Siphoning of Funds in Banking Context?

3440

What are the penal measures for Wilful Default?

3441

Mechanism for identification of Wilful Defaulters

3442

Advances

What are Advances?

5860

Classificiation of Advances

5861

PDF - Classification of Advances

Audit of Advances

5862

PDF - Audit of Advances

Evaluaiton of Internal Control over Advances

5863

PDF - Evaluation of Internal Control over Advances

Accounts with erosion in Value of Security

5868

PDF - Accounts with erosion in Value of Security

Consortium Advances

Advances under Consortium

5866

PDF - Advances under Consortium

Drawing Power Allocation in Consortium Cash Credit Account

5867

PDF - Drawing Power Allocation in Consortium Cash Credit Account

Audit of Revenue Items

Introduction to Audit of Revenue Items

5880

Audit Approach & Procedures related to Revenue Items

5881

Reversal of Income

5882

Income from Investments

5883

Audit of Expenses

Introduction to Audit of Expenses

5884

Interest Expenses: Audit Approach & Procedures

5885

Audit Approach for Operating Expenses

5894

Audit Approach for Provisions and Contingencies

5895

Verification of Cash Balance

Verification of Cash Balance - Part 1

5904

Verification of Cash Balance - Part 2

5905

Balance with RBI / SBI / Other Banks - Part 1

5909

Balance with RBI / SBI / Other Banks - Part 2

5910

Money @ Call & Short Notice

5911

Verification of Investments

Investments

5912

Verification of Bills Purchased / Discounted

Bills Purchased & Discounted

5913

Miscellaneous Areas

Miscellaneous Matters related to Advances

5914

Drawing Power related issues

5915

Fixed Asset & Other Assets Verification

Fixed Asset Verification

5916

Balance Sheet Disclosure

5917

Other Assets

5918

Audit Approach for Fixed Assets

5919

Audit Approach for Premises

5920

Audit Approach for Other Fixed Assets

5921

Impairment of Assets

5922

Interest Accrued

5923

Tax paid in advance & deducted at sources

5924

Stationery & Stamps

5925

Non-Banking Assets acquired in Satisfaction of Claims

5926

Non-Interest Bearing Staff Advances

5927

Security Deposits

5928

Suspense Account

5929

Borrowings & Deposits

Borrowings

5930

Deposits

5931

Demand Deposits

5932

Term Deposits

5933

Recurring Deposits

5934

Cash Certificate and Certificate of Deposit

5935

Preview - Bank Audit A Complete Study